Series 65 - 202 Practice Exam With Answers and Explanations | eBooks | Finance

Series 65 - 202 Practice Exam With Answers and Explanations

Series 65 - 202 Practice Exam With Answers and Explanations PLDZ-1978788 Instant Download Price
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What is this product?


It is a printable PDF file of 202 Series 65 Exam practice questions complete with answers and explanations.


Why choose this product?


This product was written to teach the train of thought necessary to pass the Series 65 Exam. Beyond simple memorization, the exam requires that you possess critical thinking skills. These questions will challenge and train your critical thinking skills to easily handle whatever the exam throws at you.


Whats the big deal about the 2010 Edition?


The manager overseeing the development of this product took the exam himself recently to ensure that the content for this project would still be current. And it is.


Actual Sample Questions From This Exam:


1. To qualify as “diversified,” what is the proper ratio a management company must have?


 


A. Must have 50% of its assets invested in securities, no more than 5% of its assets in any one security, and no more than 15% of the voting securities of any one issuer


B. Must have 75% of its assets invested in securities, no more than 2% of its assets in any one security, and no more than 10% of the voting securities of any one issuer


C. Must have 75% of its assets invested in securities, no more than 5% of its assets in any one security, and no more than 10% of the voting securities of any one issuer.


D. Must have 80% of its assets invested in securities, no more than 5% of its assets in any one security, and no more than 10% of the voting securities of any one issuer


 


Answer: C


Just memorize the diversification ratio, you WILL be asked it on the exam.


 


 


 


2. Which term best defines a general decrease in prices?


 


A. Depression


B. Rescission


C. Deflation


D. Fluctuation


 


Answer: C


 The answer isn’t “A” because a depression has a definition (GDP decline for 6 consecutive quarters), the answer isn’t “B” because it is a legal term that returns both parties to their original position in a contract dispute. Answer “D” isn’t right because fluctuation could go in either direction, as a decrease or an increase in prices- and the question specifically says decrease. Leaving only “C.”

What is this product? It is a printable PDF file of 202 Series 65 Exam practice questions complete with answers and explanations. Why choose this product? This product was written to teach the train of thought necessary to pass the Series 6
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